入職機會 (僅提供英文版)
Senior Operation Officer / Officer (Securities Department)
Responsibilities:
- Lead and manage internal projects within the Securities department and coordinate cross-functional teams & monitor on the project development schedule
- Participate in system enhancement / integration projects and other ad hoc operational initiatives
- Oversee the planning, coordination, and execution of securities promotion campaigns, including collaborating with coordinate cross-functional teams to ensure regulatory adherence and alignment with strategic goals.
- Assist in support the implementation and regular review of policies, procedures, and operational guidelines to ensure compliance with relevant SFO and regulatory requirements
- Assist in handle issues in relation to communications with HKMA, SFC and HKEX, co-ordinate necessary responses or actions
- Conducting market research and analysis to identify business needs and opportunities
- Perform ad hoc tasks as assigned
- Handle Administration works of the department
Requirements:
- Degree holder with minimum of 3-5 years of experience in the investment industry
- Good communication, interpersonal, and analytical skills
- License holder with passes in HKSI Licensing Exam (Paper 1, 7 & 8) or equivalent is preferred
- Good command of both spoken and written English and Chinese
- Proficiency in MS Word, Excel, and Chinese word processing